Stephen W. Bates

Steve has worked at Essex Financial since 2008, following over 20 years of experience in the private wealth management business. Steve works with both wealthy individual clients as well as a number of local not-for-profit organizations. His work with individual clients focuses on ensuring that each client’s investment, income and wealth transfer objectives are effectively integrated into a comprehensive wealth management program. He has extensive experience helping not-for-profits structure investment programs that best meet each organization’s unique needs and objectives, and previously served as Chairman of the Finance and Investment Committee of a $20 million foundation.

Steve received a B.A. from Dartmouth College and an MBA from Dartmouth’s Tuck School. His is active in alumni affairs having served on the Dartmouth Alumni Council and as Chair of Tuck Annual Giving.

He and his wife Susan reside in Old Lyme.

Stephen is supported by Client Relationship Manager Julie Bauman.

E-mail: Stephen.Bates@EssexFinancialServices.com

Contact

860-767-4300

Highlights

Michael LaRiviere earns Certified Financial Planner Designation

Michael LaRiviere earns Certified Financial Planner Designation
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David LaMay's Legacy of Giving

A life-long resident of Old Saybrook, David LaMay believes in giving back to his community. Courtesy of The Harbor News November 2, 2016

Financial Times Recognizes James Sullivan, AIF®

James Sullivan Named to 2016 Financial Times 401 Top Retirement Plan Advisers
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EFS Gives Back

Essex Financial Services Employees Send Deep River Child to Camp Rising Sun Courtesy of The Valley Courier Sept. 1, 2016